Form Type: 4

SEC EDGAR Link
Accession Number:0000883237-20-000120
Date:2020-08-12
Issuer: VIRTUS INVESTMENT PARTNERS, INC. (VRTS)
Original Submission Date:

Reporting Person:

WALTMAN FRANCIS G
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA HARTFORD, CT 06103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-12 S 4,190 d $142.84 33,546 direct
COMMON STOCK 2020-08-12 S 3,215 d $143.67 30,331 direct
COMMON STOCK 2020-08-12 S 1,295 d $144.53 29,036 direct
COMMON STOCK 2020-08-12 S 800 d $146.72 28,236 direct
COMMON STOCK 2020-08-12 S 500 d $147.56 27,736 direct
COMMON STOCK 2020-08-13 S 3,782 d $141.52 23,954 direct
COMMON STOCK 2020-08-13 S 4,294 d $142.45 19,660 direct
COMMON STOCK 2020-08-13 S 1,714 d $143.22 17,946 direct
COMMON STOCK 2020-08-13 S 110 d $144.61 17,836 direct
COMMON STOCK 2020-08-13 S 100 d $145.77 17,736 direct
COMMON STOCK 0 $0.00 109 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $142.160-$143.120 per share. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1)-(9) to this form 4.
f2 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $143.160-$144.140 per share.
f3 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $144.170-$144.990 per share.
f4 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $146.530-$147.500 per share.
f5 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $147.545-$147.600 per share.
f6 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $141.000-$141.960 per share.
f7 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $142.020-$142.960 per share.
f8 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $143.020-$143.870 per share.
f9 the reported price in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $144.440-$145.320 per share.
f10 this number includes (i) 338.617 shares acquired in connection with the issuer's employee stock purchase plan (ii) 5,050 rsus that are scheduled to vest on march 15, 2021 (iii) 1,986 rsus that are scheduled to vest on march 15, 2022 and (iv) 1,198 rsus that are scheduled to vest on march 15, 2023.

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