Form Type: 4

SEC EDGAR Link
Accession Number:0001715005-20-000001
Date:2020-08-14
Issuer: UNISYS CORP (UIS)
Original Submission Date:

Reporting Person:

GUPTA SHALABH
801 LAKEVIEW DRIVE
SUITE 100 BLUE BELL, PA 19422

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-14 M 2,107 a $0.00 15,214 direct
COMMON STOCK 2020-08-14 F 617 d $12.13 14,597 direct
COMMON STOCK 2020-08-14 M 6,250 a $0.00 20,847 direct
COMMON STOCK 2020-08-14 F 1,831 d $12.13 19,016 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-08-14 deemed execution date M 2,084 (d) common stock 2,107 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-08-14 deemed execution date M 6,250 (d) common stock 6,250 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive 1.0107 shares of unisys corporation common stock.
f2 performance-based restricted stock units ("pb-rsus") granted on august 15, 2017 under the unisys corporation 2016 long-term incentive and equity compensation plan. the pb-rsus are eligible to be earned in equal annual amounts over a three-year period to the extent unisys corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such pb-rsus vest on august 15, 2018, 2019, and 2020, respectively. this report only relates to the pb-rsus the reporting person earned during the 2019 performance period. all shares resulting from such earned pb-rsus vested on august 14, 2020.
f3 each restricted stock unit represents a contingent right to receive one share of unisys corporation common stock.
f4 time-based restricted stock units ("tb-rsus") granted on august 15, 2017 under the unisys corporation 2016 long-term incentive and equity compensation plan. the tb-rsus vested on august 14, 2020.
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