Accession Number: | 0001715005-20-000001 |
Date: | 2020-08-14 |
Issuer: | UNISYS CORP (UIS) |
Original Submission Date: |
GUPTA SHALABH
801 LAKEVIEW DRIVE
SUITE 100
BLUE BELL, PA 19422
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-14 | M | 2,107 | a | $0.00 | 15,214 | direct | ||
COMMON STOCK | 2020-08-14 | F | 617 | d | $12.13 | 14,597 | direct | ||
COMMON STOCK | 2020-08-14 | M | 6,250 | a | $0.00 | 20,847 | direct | ||
COMMON STOCK | 2020-08-14 | F | 1,831 | d | $12.13 | 19,016 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-08-14 | deemed execution date | M | 2,084 (d) | common stock 2,107 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2020-08-14 | deemed execution date | M | 6,250 (d) | common stock 6,250 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive 1.0107 shares of unisys corporation common stock. |
f2 | performance-based restricted stock units ("pb-rsus") granted on august 15, 2017 under the unisys corporation 2016 long-term incentive and equity compensation plan. the pb-rsus are eligible to be earned in equal annual amounts over a three-year period to the extent unisys corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such pb-rsus vest on august 15, 2018, 2019, and 2020, respectively. this report only relates to the pb-rsus the reporting person earned during the 2019 performance period. all shares resulting from such earned pb-rsus vested on august 14, 2020. |
f3 | each restricted stock unit represents a contingent right to receive one share of unisys corporation common stock. |
f4 | time-based restricted stock units ("tb-rsus") granted on august 15, 2017 under the unisys corporation 2016 long-term incentive and equity compensation plan. the tb-rsus vested on august 14, 2020. |