Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-023772
Date:2020-08-17
Issuer: GIBRALTAR INDUSTRIES, INC. (ROCK)
Original Submission Date:

Reporting Person:

WATOREK JEFFREY J.
3556 LAKE SHORE ROAD
P.O. BOX 2028 BUFFALO, NY 14219-0228

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-17 M 2,500 a $9.74 8,582 direct
COMMON STOCK 2020-08-17 S 2,500 d $68.70 6,082 direct
COMMON STOCK (401K) 2020-08-17 0 $0.00 334 indirect
PERFORMANCE STOCK UNIT (MARCH 2019) 2020-08-17 0 $0.00 3,775 direct
PERFORMANCE STOCK UNITS (MARCH 2018) 2020-08-17 0 $0.00 3,608 direct
PERFORMANCE STOCK UNIT (MARCH 2020) 2020-08-17 0 $0.00 2,661 direct
RESTRICTED STOCK UNIT (LTIP 3/1/2019) 2020-08-17 0 $0.00 407 direct
RESTRICTED STOCK UNITS (LTIP 3/1/2018) 2020-08-17 0 $0.00 316 direct
RESTRICTED STOCK UNIT (LTIP 3/2/2020) 2020-08-17 0 $0.00 444 direct
RSU (LTIP 4/3/2017) 2020-08-17 0 $0.00 127 direct
RSU (LTIP 9/6/2016) 2020-08-17 0 $0.00 142 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (SEPTEMBER 2011) 9.74 2020-08-17 deemed execution date M 2,500 (d) 2021-09-13 common stock 2,500 $9.74 0 direct
RESTRICTED STOCK UNIT (2018 MSPP MATCH) 0.0 2020-08-17 deemed execution date 0 ( ) common stock 138 $0.00 138 direct
Footnotes
IDfootnote
f1 represents acquisition of shares of common stock acquired in connection with reporting person's exercise of management stock options.
f2 represents disposition of shares of common stock acquired in connection with reporting person's exercise of management stock options.
f3 options to purchase shares of common stock of the company were exercised by the reporting person.
f4 represents matching restricted stock units allocated to the reporting person with respect to the reporting person's deferral of a portion of their annual cash incentive compensation pursuant to the company's 2018 management stock purchase plan.
f5 restricted stock units are forfeited if reporting person's service as an officer of the company is terminated prior to the fifth (5th) anniversary of the reporting person's vesting commencement date. if service as an officer continues beyond the fifth (5th) anniversary of the reporting person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the reporting person, beginning six (6) months following termination of service. each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the company's common stock, as defined in the company's 2018 management stock purchase plan, on the date of termination of the reporting person's service as an officer of the company.
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