Form Type: 4

SEC EDGAR Link
Accession Number:0000883237-20-000122
Date:2020-08-17
Issuer: VIRTUS INVESTMENT PARTNERS, INC. (VRTS)
Original Submission Date:

Reporting Person:

PENA MARDELLE W
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA HARTFORD, CT 06103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-17 M 480 a $25.51 14,451 direct
COMMON STOCK 2020-08-17 F 211 d $143.18 14,240 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS 25.51 2020-08-17 deemed execution date M 480 (d) 2013-08-16 2020-08-16 common stock 480 $25.51 0 direct
Footnotes
IDfootnote
f1 acquisition of common stock upon exercise of employee stock options.
f2 exempt disposition to the issuer under rule 16b-3(e) to satisfy option exercise price and withholding taxes on exercise of employee stock options.
f3 this number includes (i) 2,548 rsus that are scheduled to vest on march 15, 2021 (ii) 1,017 rsus that are scheduled to vest on march 15, 2022 and (iii) 619 rsus that are scheduled to vest on march 15, 2023.

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