Accession Number: | 0001209191-20-047616 |
Date: | 2020-08-17 |
Issuer: | KURA ONCOLOGY, INC. (KURA) |
Original Submission Date: |
WILSON TROY EDWARD
C/O KURA ONCOLOGY, INC.
12730 HIGH BLUFF DRIVE, SUITE 400
SAN DIEGO, CA 92130
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-17 | G | 26,041 | d | $0.00 | 28,096 | direct | ||
COMMON STOCK | 2020-08-17 | G | 26,041 | a | $0.00 | 1,795,017 | indirect | ||
COMMON STOCK | 2020-08-17 | S | 50,000 | d | $22.00 | 356,736 | indirect | ||
COMMON STOCK | 2020-08-17 | M | 12,901 | a | $4.80 | 40,997 | direct | ||
COMMON STOCK | 2020-08-17 | S | 12,901 | d | $22.00 | 28,096 | direct | ||
COMMON STOCK | 2020-08-18 | M | 521 | a | $4.80 | 28,617 | direct | ||
COMMON STOCK | 2020-08-18 | S | 521 | d | $22.00 | 28,096 | direct | ||
COMMON STOCK | 2020-08-19 | M | 11,913 | a | $4.80 | 40,009 | direct | ||
COMMON STOCK | 2020-08-19 | S | 11,913 | d | $22.09 | 28,096 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION TO PURCHASE COMMON STOCK | 4.8 | 2020-08-17 | deemed execution date | M | 12,901 (d) | 2026-01-28 | common stock 12,901 | $4.80 | 26,162 | direct | ||
OPTION TO PURCHASE COMMON STOCK | 4.8 | 2020-08-18 | deemed execution date | M | 521 (d) | 2026-01-28 | common stock 521 | $4.80 | 25,641 | direct | ||
OPTION TO PURCHASE COMMON STOCK | 4.8 | 2020-08-19 | deemed execution date | M | 11,913 (d) | 2026-01-28 | common stock 11,913 | $4.80 | 13,728 | direct |
ID | footnote |
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f1 | this is a bona fide gift transaction exempt under section 16(b). this transaction did not involve the sale of securities. |
f2 | this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 23, 2019 and amended on june 8, 2020. |
f3 | the transactions were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 11, 2019 and amended on december 23, 2019 and june 8, 2020. |
f4 | this transaction was executed in multiple trades at prices ranging from $22.00 to $22.05. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f5 | this transaction was executed in multiple trades at prices ranging from $22.00 to $22.25. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f6 | this option vested in 48 equal monthly installments commencing on january 29, 2016. |