| Accession Number: | 0001415889-20-002178 |
| Date: | 2020-08-20 |
| Issuer: | ARCHROCK, INC. (AROC) |
| Original Submission Date: |
THODE ERIC W
9807 KATY FREEWAY
SUITE 100
HOUSTON, TX 77024
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-08-20 | F | 4,790 | d | $6.92 | 83,814 | direct | ||
| COMMON STOCK | 2020-08-20 | 0 | $0.00 | 1,950 | indirect | ||||
| COMMON STOCK | 2020-08-20 | 0 | $0.00 | 75 | indirect | ||||
| COMMON STOCK | 2020-08-20 | 0 | $0.00 | 104 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | issuer withheld the maximum allowable shares to satisfy the tax withholding obligation associated with the vesting of restricted shares. |
| f2 | includes shares acquired through participation in the issuer's employee stock purchase plan. |
