Form Type: 4

SEC EDGAR Link
Accession Number:0000050725-20-000059
Date:2020-08-21
Issuer: GRIFFON CORP (GFF)
Original Submission Date:

Reporting Person:

KRAMER RONALD J
C/O GRIFFON CORPORATION
712 FIFTH AVENUE, 18TH FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-21 S 500,000 d $21.50 1,962,721 direct
COMMON STOCK 0 $0.00 2,662 indirect
COMMON STOCK 0 $0.00 40,298 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were sold in an underwritten public offering; this is the price at which shares were sold to the public. the net price per share to the registrant, after taking into account the underwriters' discount, is $20.47875.
f2 reflects esop allocations that have occurred since the date of the reporting person's last ownership report.

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