Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-024400
Date:2020-08-23
Issuer: ADTALEM GLOBAL EDUCATION INC. (ATGE)
Original Submission Date:

Reporting Person:

LAU FERNANDO
500 WEST MONROE
28TH FLOOR CHICAGO, IL 60661

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-23 A 2,648 a $33.16 17,225 direct
COMMON STOCK 2020-08-23 F 776 d $33.16 16,449 direct
COMMON STOCK 2020-08-26 A 3,120 a $0.00 19,451 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 32.03 2020-08-26 deemed execution date A 7,300 (a) 2021-08-26 2030-08-26 common stock 7,300 $32.03 7,300 direct
Footnotes
IDfootnote
f1 common stock issued in payout of performance share units awarded on august 23, 2017.
f2 represents the satisfaction of tax withholding obligations upon the vesting of previously awarded performance stock units.
f3 consists of restricted stock units which convert into a share of common stock on a one-for-one basis. the restricted stock units vest in four equal annual installments beginning on august 26, 2021.
f4 the option vests in four equal annual installments beginning on august 26, 2021.
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