Accession Number: | 0001658035-20-000001 |
Date: | 2020-08-28 |
Issuer: | II-VI INC (IIVI) |
Original Submission Date: |
BASHAW WALTER ROBERT II
C/O II-VI INCORPORATED
375 SAXONBURG BLVD
SAXONBURG, PA 16056
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-28 | A | 21,774 | a | $0.00 | 41,522 | direct | ||
COMMON STOCK | 2020-08-28 | F | 991 | d | $42.28 | 40,531 | direct | ||
COMMON STOCK | 2020-08-28 | 0 | $0.00 | 80 | indirect | ||||
COMMON STOCK | 2020-08-28 | 0 | $0.00 | 1,400 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares represent a restricted stock unit award granted to the reporting person. the award will vest in three equal annual installments beginning on august 28, 2021. |
f2 | includes 515 shares acquired in a non-reportable transaction through ii-vi incorporated's employee stock purchase plan. |
f3 | these shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |