Form Type: 4

SEC EDGAR Link
Accession Number:0001781635-20-000001
Date:2020-08-28
Issuer: II-VI INC (IIVI)
Original Submission Date:

Reporting Person:

KOEPPEN CHRISTOPHER
C/O II-VI INCORPORATED
375 SAXONBURG BOULEVARD SAXONBURG, PA 16056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-28 A 10,869 a $0.00 27,374 direct
COMMON STOCK 2020-08-28 F 521 d $42.28 26,853 direct
COMMON STOCK 2020-08-28 0 $0.00 15 indirect
COMMON STOCK 2020-08-28 0 $0.00 15 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares represent a restricted stock unit award granted to the reporting person. the award will vest in three equal annual installments beginning on august 28, 2021.
f2 these shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
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