Accession Number: | 0000912093-20-000059 |
Date: | 2020-08-28 |
Issuer: | VIAVI SOLUTIONS INC. (VIAV) |
Original Submission Date: |
KHAYKIN OLEG
C/O VIAVI SOLUTIONS INC.
6001 AMERICA CENTER DRIVE, 6TH FLOOR
SAN JOSE, CA 95002
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-28 | M | 93,987 | a | $0.00 | 781,722 | direct | ||
COMMON STOCK | 2020-08-28 | F | 46,600 | d | $13.21 | 735,122 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-08-28 | deemed execution date | M | 12,563 (d) | 2020-08-28 | common stock 12,563 | $0.00 | 0 | direct | ||
RESTRICTED STOCK UNIT | 0.0 | 2020-08-28 | deemed execution date | M | 17,288 (d) | 2020-08-28 | common stock 17,288 | $0.00 | 69,151 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-08-28 | deemed execution date | M | 64,136 (d) | 2020-08-28 | common stock 64,136 | $0.00 | 130,214 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-08-28 | deemed execution date | A | 263,554 (a) | common stock 263,554 | $0.00 | 263,554 | direct | |||
MARKET STOCK UNITS | 0.0 | 2020-08-28 | deemed execution date | A | 263,554 (a) | common stock 263,554 | $0.00 | 263,554 | direct |
ID | footnote |
---|---|
f1 | each unit converts upon vesting into one share of common stock. |
f2 | these shares were retained by the company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. the amount retained by the company was not in excess of the amount of the tax liability. |
f3 | there are no expiration dates on rsus. |
f4 | units subject to the award shall vest annually in three equal installments over three years. |
f5 | see exhibit 99 - fy2021 msu exhibit |
f6 | there are no expiration dates on msus. |