Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-024861
Date:2020-09-08
Issuer: ZUORA INC (ZUO)
Original Submission Date:

Reporting Person:

PRESSMAN JASON
2440 SAND HILL ROAD, SUITE 300
MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-08 C 1,763,122 a $0.00 1,763,122 indirect f1
CLASS A COMMON STOCK 2020-09-08 J 1,763,122 d $0.00 0 indirect f1
CLASS A COMMON STOCK 2020-09-08 J 366,730 a $0.00 370,727 indirect f3
CLASS A COMMON STOCK 2020-09-08 J 357,915 d $0.00 12,812 indirect f3
CLASS A COMMON STOCK 2020-09-08 J 77,399 a $0.00 87,367 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-09-08 deemed execution date C 1,763,122 (d) class a common stock 1,763,122 $0.00 1,000,000 indirect by shasta ventures ii, l.p.
Footnotes
IDfootnote
f1 these shares are owned directly by shasta ventures ii, l.p. ("shasta ii"), of which shasta ventures ii gp, llc ("shasta ii gp") is the sole general partner and exercises voting and investment power over these shares. the reporting person is a managing director of shasta ii and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for section 16 or any other purpose.
f2 represents an in kind distribution without consideration by shasta ii to its partners, including its general partner, shasta ii gp.
f3 these shares are owned directly by shasta ii gp. the reporting person is a managing director of shasta ii and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for section 16 or any other purpose.
f4 represents a pro-rata in-kind distribution of shares by shasta ii gp, without consideration, to its members.
f5 represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distributions by shasta ii described in footnote (2) and shasta ii gp described in footnote (4).
f6 the shares are held by the 2016 jason pressman trust u/d/t march 8, 2016 (the "trust"). the reporting person is a trustee of the trust. the reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
f7 each share of the issuer's class b common stock will convert into 1 share of the issuer's class a common stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of class b common stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding class b common stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
WhaleWisdom Logo

Elevate your investments