| Accession Number: | 0001179110-20-009730 |
| Date: | 2020-08-31 |
| Issuer: | RTW RETAILWINDS, INC. (RTW) |
| Original Submission Date: |
BRADLEY FAETH
330 W. 34TH STREET
9TH FLOOR
NEW YORK, NY 10001
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-08-31 | F | 540 | d | $0.06 | 104,048 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents a transaction involving a disposition to the company of equity securities to satisfy tax withholding obligations upon the distribution of deferred stock units under the company's management stock purchase plan. |
| f2 | includes 78,179 shares of common stock; 7,198 vested deferred stock units; 6,376 deferred stock units which vest on march 20, 2021; and 12,295 shares of restricted stock which vest on august 27, 2021. |
