Accession Number: | 0000014693-20-000145 |
Date: | 2020-09-15 |
Issuer: | BROWN FORMAN CORP (BFA, BFB) |
Original Submission Date: |
BROWN KELLI
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON | 2020-09-15 | M | 1,024 | a | $36.11 | 2,173 | direct | ||
CLASS B COMMON | 2020-09-15 | M | 1,500 | a | $40.15 | 3,673 | direct | ||
CLASS B COMMON | 2020-09-15 | F | 1,625 | d | $79.49 | 2,048 | direct | ||
CLASS B COMMON | 2020-09-15 | S | 899 | d | $78.97 | 1,149 | direct | ||
CLASS B COMMON | 2020-09-15 | 0 | $0.00 | 770 | indirect | ||||
CLASS B COMMON | 2020-09-15 | 0 | $0.00 | 8 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHT | 36.109 | 2020-09-15 | deemed execution date | M | 1,024 (d) | 2017-05-01 | 2024-04-30 | class b common 1,024 | $36.11 | 0 | direct | |
STOCK APPRECIATION RIGHT | 40.145 | 2020-09-15 | deemed execution date | M | 1,500 (d) | 2018-05-01 | 2025-04-30 | class b common 1,500 | $40.15 | 655 | direct |
ID | footnote |
---|---|
f1 | the closing price of bf-b on september 14, 2020 was used to calculate the withholding obligation. |
f2 | number of shares acquired through the issuer's employee stock purchase program as of september 15, 2020. |
f3 | number of shares acquired through the issuer's dividend reinvestment plan as of september 15, 2020. |