Accession Number: | 0001393726-20-000228 |
Date: | 2020-09-16 |
Issuer: | TIPTREE INC. (TIPT) |
Original Submission Date: |
BARNES MICHAEL GENE
C/O TIPTREE INC.
299 PARK AVENUE, 13TH FLOOR
NEW YORK, NY 10171
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-09-16 | P | 1,555 | a | $5.01 | 8,542,806 | direct | ||
COMMON STOCK | 2020-09-17 | P | 1,555 | a | $5.01 | 8,544,361 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | purchases pursuant to a rule 10b5-1 trading plan. |
f2 | this purchase was executed in multiple purchases at prices ranging from $4.98 to $5.02, inclusive. the price reported above reflects the weighted average price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this purchase was executed in multiple purchases at prices ranging from $4.98 to $5.05 inclusive. the price reported above reflects the weighted average price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. |