Accession Number: | 0001280263-20-000106 |
Date: | 2020-09-16 |
Issuer: | AMBARELLA INC (AMBA) |
Original Submission Date: |
DAY CHRISTOPHER
3101 JAY STREET
SANTA CLARA, CA 95054
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2020-09-16 | M | 2,550 | a | $0.00 | 11,515 | direct | ||
ORDINARY SHARES | 2020-09-16 | S | 896 | d | $53.18 | 10,619 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-09-16 | deemed execution date | M | 1,211 (d) | 2021-06-15 | ordinary shares 1,211 | $0.00 | 3,634 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-09-16 | deemed execution date | M | 668 (d) | 2022-03-15 | ordinary shares 668 | $0.00 | 4,006 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-09-16 | deemed execution date | M | 671 (d) | 2023-03-15 | ordinary shares 671 | $0.00 | 6,713 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one share of ambarella, inc. ordinary shares. |
f2 | includes 333 shares acquired under the company's employee stock purchase plan on september 15, 2020. |
f3 | shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
f4 | the restricted stock units vest at the rate of 1/12 per quarter commencing on june 15, 2018. |
f5 | the restricted stock units vest at the rate of 1/12 per quarter commencing on march 15, 2019. |
f6 | the restricted stock units vest at the rate of 1/12 per quarter commencing on march 15, 2020. |