Form Type: 4

SEC EDGAR Link
Accession Number:0001280263-20-000106
Date:2020-09-16
Issuer: AMBARELLA INC (AMBA)
Original Submission Date:

Reporting Person:

DAY CHRISTOPHER
3101 JAY STREET
SANTA CLARA, CA 95054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-09-16 M 2,550 a $0.00 11,515 direct
ORDINARY SHARES 2020-09-16 S 896 d $53.18 10,619 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-09-16 deemed execution date M 1,211 (d) 2021-06-15 ordinary shares 1,211 $0.00 3,634 direct
RESTRICTED STOCK UNITS 0.0 2020-09-16 deemed execution date M 668 (d) 2022-03-15 ordinary shares 668 $0.00 4,006 direct
RESTRICTED STOCK UNITS 0.0 2020-09-16 deemed execution date M 671 (d) 2023-03-15 ordinary shares 671 $0.00 6,713 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of ambarella, inc. ordinary shares.
f2 includes 333 shares acquired under the company's employee stock purchase plan on september 15, 2020.
f3 shares sold to pay tax obligations resulting from the vesting of restricted stock units.
f4 the restricted stock units vest at the rate of 1/12 per quarter commencing on june 15, 2018.
f5 the restricted stock units vest at the rate of 1/12 per quarter commencing on march 15, 2019.
f6 the restricted stock units vest at the rate of 1/12 per quarter commencing on march 15, 2020.
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