Form Type: 4

SEC EDGAR Link
Accession Number:0001393726-20-000230
Date:2020-09-18
Issuer: TIPTREE INC. (TIPT)
Original Submission Date:

Reporting Person:

BARNES MICHAEL GENE
C/O TIPTREE INC.
299 PARK AVENUE, 13TH FLOOR NEW YORK, NY 10171

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-18 P 1,555 a $5.02 8,545,916 direct
COMMON STOCK 2020-09-21 P 2,483 a $4.95 8,548,399 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 purchases pursuant to a rule 10b5-1 trading plan.
f2 this purchase was executed in multiple purchases at prices ranging from $5.00 to $5.05, inclusive. the price reported above reflects the weighted average price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f3 this purchase was executed in multiple purchases at prices ranging from $4.85 to $4.99 inclusive. the price reported above reflects the weighted average price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
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