Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-051405
Date:2020-09-21
Issuer: HEALTHSTREAM INC (HSTM)
Original Submission Date:

Reporting Person:

COLLIER MICHAEL MANNING
500 11TH AVENUE NORTH
SUITE 1000 NASHVILLE, TN 37203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-09-21 M 375 a $0.00 14,771 direct
COMMON STOCK 2020-09-21 F 92 d $20.16 14,396 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNITS 0.0 2020-09-21 deemed execution date M 375 (d) common stock 375 $0.00 2,125 direct
Footnotes
IDfootnote
f1 shares acquired on vesting of restricted share units.
f2 shares withheld for payment of tax liability.
f3 each restricted share unit (rsu) represents the contingent right to receive one share of common stock upon vesting of the unit.
f4 the rsu's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on september 20, 2020, 20% vest on september 20, 2021, 30% vest on september 20, 2022, and the remaining 35% vest on september 20, 2023.
f5 not applicable.
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