Accession Number: | 0001498301-20-000087 |
Date: | 2020-09-29 |
Issuer: | ASCENA RETAIL GROUP, INC. (ASNAQ) |
Original Submission Date: |
MUTO GARY
C/O ASCENA RETAIL GROUP, INC.
933 MACARTHUR BOULEVARD
MAHWAH, NJ 07430
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON | 2020-09-29 | M | 1,333 | a | $0.00 | 45,392 | direct | ||
COMMON | 2020-09-29 | F | 710 | d | $0.32 | 44,682 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-09-29 | deemed execution date | M | 1,333 (d) | common 1,333 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | reflects ascena retail group, inc.'s twenty-for-one reverse stock split. |
f2 | restricted stock units covert into common stock on a one-for-one basis. |
f3 | granted under the company's 2010 stock incentive plan. |
f4 | on september 29, 2015, the reporting person was granted 80,000 restricted stock units, vesting in three equal annual installments beginning on september 29, 2018. |