Form Type: 4

SEC EDGAR Link
Accession Number:0001498301-20-000088
Date:2020-09-29
Issuer: ASCENA RETAIL GROUP, INC. (ASNAQ)
Original Submission Date:

Reporting Person:

BALDWIN MARISA
C/O ASCENA RETAIL GROUP, INC.
933 MACARTHUR BOULEVARD MAHWAH, NJ 07430

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2020-09-29 M 666 a $0.00 3,881 direct
COMMON 2020-09-29 F 227 d $0.32 3,654 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-09-29 deemed execution date M 666 (d) common 666 $0.00 0 direct
Footnotes
IDfootnote
f1 reflects ascena retail group, inc.'s twenty-for-one reverse stock split.
f2 restricted stock units covert into common stock on a one-for-one basis.
f3 granted under the company's 2010 stock incentive plan.
f4 on september 29, 2015, the reporting person was granted 40,000 restricted stock units, vesting in three annual installments beginning on september 29, 2018.
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