Form Type: 4

SEC EDGAR Link
Accession Number:0001791403-20-000007
Date:2020-09-30
Issuer: ZUORA INC (ZUO)
Original Submission Date:

Reporting Person:

TRAUBE ROBERT J.
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-09-30 M 25,000 a $0.00 35,130 direct
CLASS A COMMON STOCK 2020-09-30 M 6,250 a $0.00 41,380 direct
CLASS A COMMON STOCK 2020-10-01 S 10,969 d $10.31 30,411 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (RSU)(CLASS A) 0.0 2020-09-30 deemed execution date M 25,000 (d) class a common stock 25,000 $0.00 75,000 direct
RESTRICTED STOCK UNITS (RSU)(CLASS A) 0.0 2020-09-30 deemed execution date M 6,250 (d) class a common stock 6,250 $0.00 87,500 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's class a common stock upon settlement for no consideration.
f2 the rsu vests over four years, with 1/4 of the shares underlying the initial grant vesting on september 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the reporting person continues to provide services to the issuer through each vesting date. this award was originally included in table i on the form 4 filed by the reporting person on november 1, 2019.
f3 rsus do not expire; these securities either vest and settle or are canceled prior to the vesting date.
f4 the rsu vests over four years, with 1/16 of the shares underlying the initial grant vesting on june 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the reporting person continues to provide services to the issuer through each vesting date.
WhaleWisdom Logo

Elevate your investments