Accession Number: | 0001791403-20-000007 |
Date: | 2020-09-30 |
Issuer: | ZUORA INC (ZUO) |
Original Submission Date: |
TRAUBE ROBERT J.
C/O ZUORA, INC.
101 REDWOOD SHORES PARKWAY
REDWOOD CITY, CA 94065
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-09-30 | M | 25,000 | a | $0.00 | 35,130 | direct | ||
CLASS A COMMON STOCK | 2020-09-30 | M | 6,250 | a | $0.00 | 41,380 | direct | ||
CLASS A COMMON STOCK | 2020-10-01 | S | 10,969 | d | $10.31 | 30,411 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS (RSU)(CLASS A) | 0.0 | 2020-09-30 | deemed execution date | M | 25,000 (d) | class a common stock 25,000 | $0.00 | 75,000 | direct | |||
RESTRICTED STOCK UNITS (RSU)(CLASS A) | 0.0 | 2020-09-30 | deemed execution date | M | 6,250 (d) | class a common stock 6,250 | $0.00 | 87,500 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's class a common stock upon settlement for no consideration. |
f2 | the rsu vests over four years, with 1/4 of the shares underlying the initial grant vesting on september 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the reporting person continues to provide services to the issuer through each vesting date. this award was originally included in table i on the form 4 filed by the reporting person on november 1, 2019. |
f3 | rsus do not expire; these securities either vest and settle or are canceled prior to the vesting date. |
f4 | the rsu vests over four years, with 1/16 of the shares underlying the initial grant vesting on june 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the reporting person continues to provide services to the issuer through each vesting date. |