Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-026499
Date:2020-10-01
Issuer: HYSTER-YALE MATERIALS HANDLING, INC. (HY)
Original Submission Date:

Reporting Person:

WILLIAMS DAVID B
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-10-01 A 733 a $0.00 5,316 direct
CLASS A COMMON STOCK 2020-10-01 0 $0.00 89,005 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 49,811 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 10,796 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 32,369 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 1,135 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 535 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 120,728 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 7,375 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 905 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 635 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 1,744 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 10,581 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 634 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 2,983 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 461 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 1,744 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 9,206 indirect f2
CLASS A COMMON STOCK 2020-10-01 0 $0.00 461 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 634 indirect
CLASS A COMMON STOCK 2020-10-01 0 $0.00 4,357 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 103,668 $0.00 103,668 indirect spouse's proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 89,105 $0.00 89,105 indirect spouse's proportionate interests in shares held by rankin associates i.
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 10,796 $0.00 10,796 indirect spouse's proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 51,283 $0.00 51,283 indirect spouse's proportionate interests in shares held by rankin associates iv.
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 58,586 $0.00 58,586 indirect held by trust for the benefit of reporting person's spouse
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 2,332 $0.00 2,332 direct
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 7,375 $0.00 7,375 indirect proportionate lp interest in shares held by ra ii, l.p
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 2,033 $0.00 2,033 indirect child's proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 10,581 $0.00 10,581 indirect minor child's trust?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 2,152 $0.00 2,152 indirect reporting person is trustee of a trust for the benefit of reporting person's minor child
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 2,033 $0.00 2,033 indirect child's proportionate partnership interest shares held by amr associates lp
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 9,206 $0.00 9,206 indirect minor child's trust?s proportionate interests in shares held by rankin associates ii.
CLASS B COMMON STOCK 0.0 2020-10-01 deemed execution date 0 ( ) class a common stock 3,528 $0.00 3,528 indirect reporting person is trustee of a trust for the benefit of reporting person's minor child
Footnotes
IDfootnote
f1 award-shares of class a common stock awarded to the reporting person as "required shares" under the company's non-employee directors' equity compensation plan.
f2 reporting person disclaims beneficial ownership of all such shares.
f3 n/a
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