Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-028547
Date:2020-10-15
Issuer: GROCERY OUTLET HOLDING CORP. (GO)
Original Submission Date:

Reporting Person:

HERMAN THOMAS F
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-10-15 S 2,000 d $41.27 61,682 indirect f3
COMMON STOCK 0 $0.00 25,897 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a previously adopted rule 10b5-1 trading plan.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $40.83 to $41.64, inclusive. the reporting person undertakes to provide to grocery outlet holding corp. (the "issuer"), any security holder of the issuer or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this form 4.
f3 reflects shares directly held by the thomas f. herman separate property trust of which mr. herman is a trustee.

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