Accession Number: | 0000899243-20-029174 |
Date: | 2020-10-22 |
Issuer: | GROCERY OUTLET HOLDING CORP. (GO) |
Original Submission Date: |
SHEEDY ROBERT JOSEPH JR.
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET
EMERYVILLE, CA 94608
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-10-22 | M | 18,750 | a | $3.81 | 34,559 | direct | ||
COMMON STOCK | 2020-10-22 | S | 18,750 | d | $41.19 | 15,809 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 3.81 | 2020-10-22 | deemed execution date | M | 18,750 (d) | 2024-11-25 | common stock 18,750 | $3.81 | 235,811 | direct |
ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a previously adopted rule 10b5-1 trading plan. |
f2 | represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. these stock options are vested and exercisable. |