Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-029174
Date:2020-10-22
Issuer: GROCERY OUTLET HOLDING CORP. (GO)
Original Submission Date:

Reporting Person:

SHEEDY ROBERT JOSEPH JR.
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-10-22 M 18,750 a $3.81 34,559 direct
COMMON STOCK 2020-10-22 S 18,750 d $41.19 15,809 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 3.81 2020-10-22 deemed execution date M 18,750 (d) 2024-11-25 common stock 18,750 $3.81 235,811 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a previously adopted rule 10b5-1 trading plan.
f2 represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. these stock options are vested and exercisable.

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