Accession Number: | 0001368148-20-000132 |
Date: | 2020-11-12 |
Issuer: | ATHERSYS, INC / NEW (ATHX) |
Original Submission Date: |
SHAH BAIJU R.
3201 CARNEGIE AVENUE
CLEVELAND, OH 44115
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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NONQUALIFIED STOCK OPTION (RIGHT TO PURCHASE) | 1.88 | 2020-11-12 | deemed execution date | A | 100,000 (a) | 2030-11-12 | common stock 100,000 | $1.88 | 100,000 | direct |
ID | footnote |
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f1 | award of a nonqualified stock option. the option vests one-third on the one-year anniversary date from the date of grant, and the remainder vests on a quarterly basis over years two and three. |