Accession Number: | 0001104659-20-126835 |
Date: | 2020-11-16 |
Issuer: | EGAIN CORP (EGAN) |
Original Submission Date: |
SMIT ERIC
1252 BORREGAS AVENUE
SUNNYVALE, CA 94089
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-16 | M | 3,000 | a | $6.29 | 132,187 | direct | ||
COMMON STOCK | 2020-11-16 | M | 2,000 | a | $2.50 | 134,187 | direct | ||
COMMON STOCK | 2020-11-16 | S | 3,000 | d | $11.37 | 131,187 | direct | ||
COMMON STOCK | 2020-11-16 | S | 2,000 | d | $11.37 | 129,187 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.5 | 2020-11-16 | deemed execution date | M | 2,000 (d) | 2027-09-19 | common stock 2,000 | $2.50 | 78,000 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 6.29 | 2020-11-16 | deemed execution date | M | 3,000 (d) | 2024-09-11 | common stock 3,000 | $6.29 | 52,000 | direct |
ID | footnote |
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f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 29, 2020. |
f2 | represents average price. these shares were sold in multiple transactions ranging in price from $11.07 to $11.60. the reporting person undertakes to provide to the staff of the securities and exchange commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
f3 | the options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on september 19, 2017 over four years at a rate of 1/48th of the total shares each month. |
f4 | the options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on september 11, 2014 over four years at a rate of 1/48th of the total shares each month. |