Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-034318
Date:2020-12-15
Issuer: TRANSMEDICS GROUP, INC. (TMDX)
Original Submission Date:

Reporting Person:

SULLIVAN JOHN F
C/O TRANSMEDICS GROUP, INC.
200 MINUTEMAN ROAD ANDOVER, MA 01810

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-15 M 3,000 a $0.39 13,828 direct
COMMON STOCK 2020-12-15 S 3,000 d $16.63 10,828 direct
COMMON STOCK 2020-12-16 M 1,000 a $0.39 11,828 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.39 2020-12-15 deemed execution date M 3,000 (a) 2021-09-27 common stock 3,000 $0.39 11,617 direct
STOCK OPTION (RIGHT TO BUY) 0.39 2020-12-16 deemed execution date M 1,000 (a) 2021-09-27 common stock 1,000 $0.39 10,617 direct
Footnotes
IDfootnote
f1 the reported transactions were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions ranging from $16.50 to $16.81 inclusive. the reporting person undertakes to provide to the company, any security holder of the company or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f3 the option is fully vested.
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