Accession Number: | 0000899243-20-034318 |
Date: | 2020-12-15 |
Issuer: | TRANSMEDICS GROUP, INC. (TMDX) |
Original Submission Date: |
SULLIVAN JOHN F
C/O TRANSMEDICS GROUP, INC.
200 MINUTEMAN ROAD
ANDOVER, MA 01810
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-15 | M | 3,000 | a | $0.39 | 13,828 | direct | ||
COMMON STOCK | 2020-12-15 | S | 3,000 | d | $16.63 | 10,828 | direct | ||
COMMON STOCK | 2020-12-16 | M | 1,000 | a | $0.39 | 11,828 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 0.39 | 2020-12-15 | deemed execution date | M | 3,000 (a) | 2021-09-27 | common stock 3,000 | $0.39 | 11,617 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 0.39 | 2020-12-16 | deemed execution date | M | 1,000 (a) | 2021-09-27 | common stock 1,000 | $0.39 | 10,617 | direct |
ID | footnote |
---|---|
f1 | the reported transactions were effected pursuant to a rule 10b5-1 trading plan. |
f2 | the price reported is a weighted average price. these shares were sold in multiple transactions ranging from $16.50 to $16.81 inclusive. the reporting person undertakes to provide to the company, any security holder of the company or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
f3 | the option is fully vested. |