Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-004577
Date:2021-01-15
Issuer: PALANTIR TECHNOLOGIES INC. (PLTR)
Original Submission Date:

Reporting Person:

KARP ALEXANDER C.
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250 DENVER, CO 80202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 0.103 2021-01-15 deemed execution date M 1,183,365 (d) 2021-12-03 class b common stock 1,183,365 $0.10 55,858,845 direct
CLASS B COMMON STOCK 0.103 2021-01-15 deemed execution date M 1,183,365 (a) class a common stock 1,183,365 $0.10 14,053,255 direct
Footnotes
IDfootnote
f1 the transactions listed in this form 4 are related and were undertaken in compliance with a preexisting rule 10b5-1 trading plan and the issuer's lock-up terms. the reporting person exercised vested class b common stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of class b common stock held.
f2 the options exercised in this transaction were fully vested and exercisable as of the transaction date.
f3 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis and has no expiration date.

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