Accession Number: | 0001209191-21-004577 |
Date: | 2021-01-15 |
Issuer: | PALANTIR TECHNOLOGIES INC. (PLTR) |
Original Submission Date: |
KARP ALEXANDER C.
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250
DENVER, CO 80202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 0.103 | 2021-01-15 | deemed execution date | M | 1,183,365 (d) | 2021-12-03 | class b common stock 1,183,365 | $0.10 | 55,858,845 | direct | ||
CLASS B COMMON STOCK | 0.103 | 2021-01-15 | deemed execution date | M | 1,183,365 (a) | class a common stock 1,183,365 | $0.10 | 14,053,255 | direct |
ID | footnote |
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f1 | the transactions listed in this form 4 are related and were undertaken in compliance with a preexisting rule 10b5-1 trading plan and the issuer's lock-up terms. the reporting person exercised vested class b common stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of class b common stock held. |
f2 | the options exercised in this transaction were fully vested and exercisable as of the transaction date. |
f3 | the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis and has no expiration date. |