Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-004750
Date:2021-01-20
Issuer: VAXCYTE, INC. (PCVX)
Original Submission Date:

Reporting Person:

WASSIL JIM
C/O VAXCYTE, INC.
353 HATCH DRIVE FOSTER CITY, CA 94404

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-20 M 3,000 a $2.42 19,381 direct
COMMON STOCK 2021-01-20 S 3,000 d $25.50 16,381 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.42 2021-01-20 deemed execution date M 3,000 (d) 2029-12-16 common stock 3,000 $2.42 248,926 direct
Footnotes
IDfootnote
f1 includes 1,562 shares acquired under the employment stock purchase plan on november 17, 2020.
f2 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f3 the price reported is a weighted-average price. the shares were sold at prices ranging from $25.50 to $25.74. the reporting person will provide upon request to the sec, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 1/4 of the shares subject to the option vested on december 1, 2020, and 1/48 of the shares vest monthly thereafter.

Elevate your investments