Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-003292
Date:2021-01-25
Issuer: NKARTA, INC. (NKTX)
Original Submission Date:

Reporting Person:

MAHMOOD NADIR
C/O NKARTA, INC.
6000 SHORELINE COURT, SUITE 102 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-25 M 5,500 a $3.89 36,988 direct
COMMON STOCK 2021-01-25 S 2,000 d $48.86 34,988 direct
COMMON STOCK 2021-01-25 S 3,500 d $48.40 31,488 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.89 2021-01-25 deemed execution date M 5,500 (d) 2029-09-05 common stock 5,500 $3.89 77,743 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected automatically pursuant to a rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
f2 includes 8,469 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest.
f3 the options exercised were fully vested. unvested options will vest and become exercisable ratably in monthly installments until fully vested on september 5, 2023

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