Form Type: 4

SEC EDGAR Link
Accession Number:0000028823-21-000006
Date:2021-01-29
Issuer: DIEBOLD NIXDORF, INC (DBD)
Original Submission Date:

Reporting Person:

SCHMID GERRARD
C/O DIEBOLD NIXDORF, INCORPORATED
5995 MAYFAIR ROAD NORTH CANTON, OH 44720

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-01-29 F 66,029 d $13.66 512,827 direct
COMMON SHARES 0 $0.00 10,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION 15.35 deemed execution date 0 ( ) 2019-02-20 2028-02-20 common shares 192,049 $15.35 192,049 direct
NON-QUALIFIED STOCK OPTION 4.49 deemed execution date 0 ( ) 2020-01-29 2029-01-29 common shares 676,814 $4.49 676,814 direct
NON-QUALIFIED STOCK OPTION 13.98 deemed execution date 0 ( ) 2020-04-25 2029-04-25 common shares 34,678 $13.98 34,678 direct
PERFORMANCE SHARE UNITS 0.0 deemed execution date 0 ( ) 2022-04-25 common shares 56,059 $0.00 56,059 direct
NON-QUALIFIED STOCK OPTION 13.15 deemed execution date 0 ( ) 2021-01-30 2030-01-30 common shares 253,907 $13.15 253,907 direct
Footnotes
IDfootnote
f1 shares withheld pursuant to exercise of tax withholding right under the 2017 equity and performance incentive plan - restricted share award
f2 number includes restricted stock units.
f3 option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
f4 granted under the 2017 equity and performance incentive plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
f5 award subject to a three-year performance period during which the company's stock price must appreciate at least 25% in order for the grant to vest. performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. if the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited.

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