| Accession Number: | 0001209191-21-006934 |
| Date: | 2021-01-29 |
| Issuer: | OYSTER POINT PHARMA, INC. (OYST) |
| Original Submission Date: |
SNISARENKO JOHN
C/O OYSTER POINT PHARMA, INC.
202 CARNEGIE CENTER, SUITE 109
PRINCETON, NJ 08540
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-01-29 | A | 11,222 | a | $0.00 | 18,222 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 18.77 | 2021-01-29 | deemed execution date | A | 50,500 (a) | 2031-01-28 | common stock 50,500 | $18.77 | 50,500 | direct |
| ID | footnote |
|---|---|
| f1 | represents a grant of restricted stock units (the "rsus"). each rsu represents a contingent right to receive one share of common stock of the issuer. |
| f2 | 25% of the rsus vest on january 29, 2022 and the remainder vest annually thereafter on the same day of the month as the grant date over the following 3 years, subject to the reporting person's continuous service to the issuer through each such date. |
| f3 | options granted on january 29, 2021 under the oyster point pharma, inc. 2019 equity incentive plan. 25% of the options shall vest and become exercisable on january 29, 2022 and one thirty-sixth (1/36) of the remaining options shall vest monthly thereafter on the same day of the month (and if there is no corresponding day, on the last day of the month), subject to the reporting person's continuous service to the issuer through each such date. |
