Form Type: 4

SEC EDGAR Link
Accession Number:0000028823-21-000022
Date:2021-02-01
Issuer: DIEBOLD NIXDORF, INC (DBD)
Original Submission Date:

Reporting Person:

LEIKEN JONATHAN
C/O DIEBOLD NIXDORF, INCORPORATED
5995 MAYFAIR RD. NORTH CANTON, OH 44720

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-02-01 F 2,215 d $14.60 126,946 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION 32.33 deemed execution date 0 ( ) 2016-02-05 2025-02-05 common shares 21,397 $32.33 21,397 direct
NON-QUALIFIED STOCK OPTION 27.39 deemed execution date 0 ( ) 2017-02-03 2026-02-03 common shares 24,581 $27.39 24,581 direct
NON-QUALIFIED STOCK OPTIONS 26.6 deemed execution date 0 ( ) 2018-02-08 2027-02-08 common shares 46,875 $26.60 46,875 direct
NON-QUALIFIED STOCK OPTION 18.75 deemed execution date 0 ( ) 2019-02-01 2028-02-01 common shares 24,517 $18.75 24,517 direct
NON-QUALIFIED STOCK OPTION 4.08 deemed execution date 0 ( ) 2020-01-29 2029-01-29 common shares 43,715 $4.08 43,715 direct
NON-QUALIFIED STOCK OPTION 11.96 deemed execution date 0 ( ) 2021-01-30 2030-01-30 common shares 12,048 $11.96 12,048 direct
Footnotes
IDfootnote
f1 shares withheld pursuant to exercise of tax withholding right under the 2017 equity and performance incentive plan - restricted share award
f2 number includes restricted stock units.
f3 granted under the 1991 equity and performance incentive plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
f4 granted under the 2017 equity and performance incentive plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

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