Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-004788
Date:2021-02-01
Issuer: NKARTA, INC. (NKTX)
Original Submission Date:

Reporting Person:

TRAGER JAMES
C/O NKARTA, INC.
6000 SHORELINE COURT, SUITE 102 SOUTH SAN FRANCISCO, CA 94080

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-01 M 2,250 a $3.89 50,672 direct
COMMON STOCK 2021-02-01 S 2,034 d $38.07 48,638 direct
COMMON STOCK 2021-02-01 S 1,566 d $39.46 47,072 direct
COMMON STOCK 2021-02-02 M 2,800 a $18.00 49,872 direct
COMMON STOCK 2021-02-02 S 2,800 d $40.00 47,072 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.89 2021-02-01 deemed execution date M 2,250 (d) 2029-09-05 common stock 2,250 $3.89 59,912 direct
STOCK OPTION (RIGHT TO BUY) 18.0 2021-02-02 deemed execution date M 2,800 (d) 2030-07-08 common stock 2,800 $18.00 79,600 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected automatically pursuant to a rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
f2 this transaction was executed in multiple trades at prices ranging from $37.71 to $38.52. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 this transaction was executed in multiple trades at prices ranging from $39.00 to $39.65. the price reported above reflects the weighted average price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 this option originally covered 62,162 shares of nktx common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the reporting person's service to the issuer following september 5, 2019.
f5 this option originally covered 82,400 shares of nktx common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the reporting person's service to the issuer following july 9, 2020.

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