Form Type: 4

SEC EDGAR Link
Accession Number:0000028823-21-000044
Date:2021-02-05
Issuer: DIEBOLD NIXDORF, INC (DBD)
Original Submission Date:

Reporting Person:

RUTHERFORD JEFFREY L
DIEBOLD NIXDORF, INCORPORATED
5995 MAYFAIR ROAD NORTH CANTON, OH 44720

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-02-05 A 44,316 a $0.00 250,464 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION 4.08 deemed execution date 0 ( ) 2020-01-29 2029-01-29 common shares 68,572 $4.08 68,572 direct
NON-QUALIFIED STOCK OPTION 11.96 deemed execution date 0 ( ) 2021-01-30 2030-01-30 common shares 18,898 $11.96 18,898 direct
Footnotes
IDfootnote
f1 award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of diebold nixdorf, incorporated common stock.
f2 number includes restricted stock units.
f3 granted under the 2017 equity and performance incentive plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

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