Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-010008
Date:2021-02-08
Issuer: WARRIOR MET COAL, INC. (HCC)
Original Submission Date:

Reporting Person:

SCHELLER WALTER J
16243 HIGHWAY 216
BROOKWOOD, AL 35444

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-08 M 6,598 a $0.00 77,158 direct
COMMON STOCK 2021-02-08 F 3,106 d $23.01 74,052 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-02-08 deemed execution date M 6,598 (d) common stock 6,598 $0.00 6,598 direct
RESTRICTED STOCK UNITS 0.0 2021-02-08 deemed execution date 0 ( ) common stock 2,831 $0.00 2,831 direct
RESTRICTED STOCK UNITS 0.0 2021-02-08 deemed execution date 0 ( ) common stock 26,620 $0.00 26,620 direct
Footnotes
IDfootnote
f1 represents the settlement of restricted stock units, which settle into shares of common stock of warrior met coal, inc. on a one-for-one basis.
f2 includes 15,689 shares of restricted stock granted to the reporting person on april 1, 2016 under the warrior met coal, inc. 2016 equity incentive plan, which vest on april 1, 2021.
f3 represents the withholding of shares for tax purposes.
f4 the restricted stock units were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of march 5, 2018, the date of grant.
f5 the restricted stock units were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 8, 2019, the date of grant.
f6 the restricted stock units were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 13, 2020, the date of grant.
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