Accession Number: | 0001562180-21-001240 |
Date: | 2021-02-16 |
Issuer: | PNM RESOURCES INC (PNM) |
Original Submission Date: |
ELDRED CHARLES N
CORPORATE HEADQUARTERS MS1275
ALBUQUERQUE, NM 87158-1275
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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PHANTOM STOCK SHARES | 0.0 | 2021-02-16 | deemed execution date | A | 50 (a) | common stock 50 | $0.00 | 7,564 | indirect | pnm common stock fund - pnm resources executive savings plan ii |
ID | footnote |
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f1 | the security converts to common stock on a one-for-one basis. |
f2 | reflects the amount of phantom shares acquired under the pnm resources, inc. executive savings plan ii through notational dividend reinvestment on the cash dividend payment date of february 16, 2021, being the first dividend payment date for pnm resources' common stock following the termination of dividend reinvestment under the pnm resources direct plan |
f3 | the phantom stock shares were acquired under the pnm resources, inc. executive savings plan ii, and will settle upon the reporting person's retirement or other termination of service. |