Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-21-001240
Date:2021-02-16
Issuer: PNM RESOURCES INC (PNM)
Original Submission Date:

Reporting Person:

ELDRED CHARLES N

CORPORATE HEADQUARTERS MS1275 ALBUQUERQUE, NM 87158-1275

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK SHARES 0.0 2021-02-16 deemed execution date A 50 (a) common stock 50 $0.00 7,564 indirect pnm common stock fund - pnm resources executive savings plan ii
Footnotes
IDfootnote
f1 the security converts to common stock on a one-for-one basis.
f2 reflects the amount of phantom shares acquired under the pnm resources, inc. executive savings plan ii through notational dividend reinvestment on the cash dividend payment date of february 16, 2021, being the first dividend payment date for pnm resources' common stock following the termination of dividend reinvestment under the pnm resources direct plan
f3 the phantom stock shares were acquired under the pnm resources, inc. executive savings plan ii, and will settle upon the reporting person's retirement or other termination of service.
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