Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-012083
Date:2021-02-16
Issuer: WARRIOR MET COAL, INC. (HCC)
Original Submission Date:

Reporting Person:

LUSSIER CHARLES
16243 HIGHWAY 216
BROOKWOOD, AL 35444

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-16 A 10,011 a $0.00 16,795 direct
COMMON STOCK 2021-02-16 F 3,802 d $22.20 12,993 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date A 5,574 (a) common stock 5,574 $0.00 5,574 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 613 $0.00 613 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 924 $0.00 924 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 3,959 $0.00 3,959 direct
Footnotes
IDfootnote
f1 represents the issuance of (i) 1,411 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("rsus") granted to the reporting person on march 5, 2018, (ii) 2,736 shares of common stock of the issuer earned pursuant to the performance-based rsus granted to the reporting person on february 8, 2019 and (iii) 5,864 shares of common stock of the issuer earned pursuant to the performance-based rsus granted to the reporting person on february 13, 2020, each based on the issuer's performance during the performance period from january 1, 2020 through december 31, 2020. this transaction is exempt from section 16(b) of the securities exchange act of 1934 pursuant to rule 16b-3(d) thereunder.
f2 represents the withholding of shares for tax purposes.
f3 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of march 5, 2018, the date of grant.
f4 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 8, 2019, the date of grant.
f5 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 13, 2020, the date of grant.
f6 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 16, 2021, the date of grant.
WhaleWisdom Logo

Elevate your investments