Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-012091
Date:2021-02-16
Issuer: WARRIOR MET COAL, INC. (HCC)
Original Submission Date:

Reporting Person:

RICHARDSON JACK K.
16243 HIGHWAY 216
BROOKWOOD, AL 35444

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-16 A 24,594 a $0.00 60,148 direct
COMMON STOCK 2021-02-16 F 9,187 d $22.20 50,961 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date A 11,539 (a) common stock 11,539 $0.00 11,539 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 1,157 $0.00 1,157 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 3,047 $0.00 3,047 direct
RESTRICTED STOCK UNITS 0.0 2021-02-16 deemed execution date 0 ( ) common stock 8,195 $0.00 8,195 direct
Footnotes
IDfootnote
f1 represents the issuance of (i) 3,427 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units ("rsus") granted to the reporting person on march 5, 2018, (ii) 9,027 shares of common stock of the issuer earned pursuant to the performance-based rsus granted to the reporting person on february 8, 2019 and (iii) 12,140 shares of common stock of the issuer earned pursuant to the performance-based rsus granted to the reporting person on february 13, 2020, each based on the issuer's performance during the performance period from january 1, 2020 through december 31, 2020. this transaction is exempt from section 16(b) of the securities exchange act of 1934 pursuant to rule 16b-3(d) thereunder.
f2 includes 7,845 shares of restricted stock granted to the reporting person on april 20, 2016 under the warrior met coal, inc. 2016 equity incentive plan, which vest on april 20, 2021.
f3 represents the withholding of shares for tax purposes.
f4 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of march 5, 2018, the date of grant.
f5 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 8, 2019, the date of grant.
f6 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 13, 2020, the date of grant.
f7 the rsus were granted to the reporting person under the warrior met coal, inc. 2017 equity incentive plan, and vest in equal installments on each of the first three anniversaries of february 16, 2021, the date of grant.
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