Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-012309
Date:2021-02-17
Issuer: EQUITABLE HOLDINGS, INC. (EQH)
Original Submission Date:

Reporting Person:

MALMSTROM ANDERS
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-17 A 38,034 a $0.00 118,981 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock units under the issuer's 2019 omnibus incentive plan exempt under rule 16b-3. each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. the restricted stock units vest in three equal annual installments beginning on february 17, 2022. vested shares will be delivered to the reporting person within 30 days following the vesting date.
f2 includes restricted stock units.
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