| Accession Number: | 0001138639-21-000011 |
| Date: | 2021-02-16 |
| Issuer: | INFINERA CORP (INFN) |
| Original Submission Date: |
WALDEN NICHOLAS
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE
SAN JOSE, CA 95119
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-02-16 | A | 3,000 | a | $6.96 | 15,411 | direct | ||
| COMMON STOCK | 2021-02-18 | S | 3,000 | d | $10.31 | 12,411 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | these shares were acquired under the issuer's 2007 employee stock purchase plan. |
| f2 | this sale was made in connection with mr. walden's rule 10b5-1 trading plan, which was adopted on august 20, 2020. |
