Accession Number: | 0000028823-21-000057 |
Date: | 2021-02-21 |
Issuer: | DIEBOLD NIXDORF, INC (DBD) |
Original Submission Date: |
SCHMID GERRARD
C/O DIEBOLD NIXDORF, INCORPORATED
5995 MAYFAIR ROAD
NORTH CANTON, OH 44720
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2021-02-21 | F | 19,440 | d | $14.38 | 666,833 | direct | ||
COMMON SHARES | 2021-02-21 | 0 | $0.00 | 10,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PERFORMANCE SHARE UNITS | 0.0 | 2021-02-21 | deemed execution date | 0 ( ) | 2022-04-25 | common shares 56,059 | $0.00 | 56,059 | direct | |||
NON-QUALIFIED STOCK OPTION | 15.35 | 2021-02-21 | deemed execution date | 0 ( ) | 2019-02-20 | 2028-02-20 | common shares 192,049 | $15.35 | 192,049 | direct | ||
NON-QUALIFIED STOCK OPTION | 4.49 | 2021-02-21 | deemed execution date | 0 ( ) | 2020-01-29 | 2029-01-29 | common shares 676,814 | $4.49 | 676,814 | direct | ||
NON-QUALIFIED STOCK OPTION | 13.98 | 2021-02-21 | deemed execution date | 0 ( ) | 2020-04-25 | 2029-04-25 | common shares 34,678 | $13.98 | 34,678 | direct | ||
NON-QUALIFIED STOCK OPTION | 13.15 | 2021-02-21 | deemed execution date | 0 ( ) | 2021-01-30 | 2030-01-30 | common shares 253,907 | $13.15 | 253,907 | direct |
ID | footnote |
---|---|
f1 | shares withheld pursuant to exercise of tax withholding right under the 2017 equity and performance incentive plan - restricted share award |
f2 | number includes restricted stock units. |
f3 | award subject to a three-year performance period during which the company's stock price must appreciate at least 25% in order for the grant to vest. performance will be measured on the anniversaries of the grant date, and the award will vest upon the first achievement of the performance, but will payout in shares on a pro-rata annual basis after performance is satisfied. if the stock performance condition is not met by the third anniversary of the date of grant, then the entire award is forfeited. |
f4 | option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |
f5 | granted under the 2017 equity and performance incentive plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. |