Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-013782
Date:2021-02-22
Issuer: VAXCYTE, INC. (PCVX)
Original Submission Date:

Reporting Person:

PICKERING GRANT
C/O VAXCYTE, INC.
353 HATCH DRIVE FOSTER CITY, CA 94404

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-22 M 15,000 a $1.79 593,691 direct
COMMON STOCK 2021-02-22 S 8,364 d $26.27 585,327 direct
COMMON STOCK 2021-02-22 S 6,636 d $26.72 578,691 direct
COMMON STOCK 0 $0.00 355,660 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.79 2021-02-22 deemed execution date M 15,000 (d) 2027-05-17 common stock 15,000 $1.79 463,815 direct
Footnotes
IDfootnote
f1 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported is a weighted-average price. the shares were sold at prices ranging from $25.605 to $26.60. the reporting person will provide upon request to the sec, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 the price reported is a weighted-average price. the shares were sold at prices ranging from $26.61 to $26.97. the reporting person will provide upon request to the sec, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 1/4 of the shares subject to the option vested on march 4, 2018, and 1/48 of the shares vest monthly thereafter.

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