Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-014091
Date:2021-02-22
Issuer: PALANTIR TECHNOLOGIES INC. (PLTR)
Original Submission Date:

Reporting Person:

TAYLOR RYAN D.
C/O PALANTIR TECHNOLOGIES INC.
1555 BLAKE STREET, SUITE 250 DENVER, CO 80202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-02-22 S 57,106 d $28.17 1,523,828 direct
CLASS A COMMON STOCK 2021-02-22 S 22,796 d $28.94 1,501,032 direct
CLASS A COMMON STOCK 2021-02-22 S 3,161 d $29.85 1,497,871 direct
CLASS A COMMON STOCK 2021-02-23 S 2,471 d $24.50 1,495,400 direct
CLASS A COMMON STOCK 2021-02-23 S 8,252 d $25.55 1,487,148 direct
CLASS A COMMON STOCK 2021-02-23 S 64,334 d $26.44 1,422,814 direct
CLASS A COMMON STOCK 2021-02-23 S 4,380 d $27.14 1,418,434 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. all sales were conducted in compliance with the reporting person's preexisting rule 10b5-1 trading plan.
f2 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $27.56 to $28.55. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (3) and (4) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f3 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $28.56 to $29.52. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (2) and (4) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f4 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $29.56 to $30.17. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (2) and (3) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f5 the reporting person sold shares of class a common stock in the open market pursuant to a pre-existing rule 10b5-1 trading plan, which shares were acquired as a result of the vesting of restricted stock units referenced in footnote (1).
f6 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $23.91 to $24.87. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (7), (8) and (9) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f7 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $24.92 to $25.91. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (6), (8) and (9) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f8 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $25.92 to $26.91. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (6), (7) and (9) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.
f9 this transaction represents sales executed in multiple open market sales. the sales reflected in this line item were made at prices ranging from $26.92 to $27.41. the price reported above reflects the weighted average sale price of trades occurring within that price range. see footnotes (6), (7) and (8) for sales executed in other price ranges on the date indicated. the reporting person undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate sale price.

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