Form Type: 4

SEC EDGAR Link
Accession Number:0001138639-21-000022
Date:2021-02-16
Issuer: INFINERA CORP (INFN)
Original Submission Date:

Reporting Person:

MILBURY PAUL J
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE SAN JOSE, CA 95119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-16 M 7,600 a $7.25 109,515 direct
COMMON STOCK 2021-02-16 F 5,159 d $10.68 104,356 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 7.25 2021-02-16 deemed execution date M 7,600 (d) 2021-05-18 common stock 7,600 $7.25 0 direct
Footnotes
IDfootnote
f1 in connection with mr. milbury's exercise of the stock option for 7,600 shares, reflects 5,159 shares of infinera corporation common stock previously held by mr. milbury that were used to pay the exercise price.
f2 the option is fully vested and exercisable as of the date hereof.
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