Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-015817
Date:2021-02-26
Issuer: EQUITABLE HOLDINGS, INC. (EQH)
Original Submission Date:

Reporting Person:

PEARSON MARK
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS NEW YORK, NY 10104

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-26 F 15,827 d $29.57 407,493 direct
COMMON STOCK 2021-03-01 F 8,091 d $30.26 399,402 direct
COMMON STOCK 2021-03-01 A 155,300 a $0.00 554,701 direct
COMMON STOCK 2021-03-01 F 82,652 d $30.26 472,050 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares withheld to cover taxes upon vesting of previous restricted stock unit grants.
f2 includes restricted stock units.
f3 reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 omnibus incentive plan. the performance shares were earned upon the attainment of certain performance objectives for the period january 1, 2018 through december 31, 2020.
f4 shares withheld to cover taxes upon vesting of the performance shares.
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