Form Type: 4

SEC EDGAR Link
Accession Number:0001678463-21-000022
Date:2021-02-22
Issuer: FORTERRA, INC. (FRTA)
Original Submission Date:

Reporting Person:

BROWN CHARLES RODNEY
511 EAST JOHN CARPENTER FREEWAY
SUITE 600 IRVING, TX 75062

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-02-22 deemed execution date A 35,561 (a) common stock 35,561 $0.00 35,561 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive, at settlement, one share of common stock.
f2 one-third of these restricted stock units are scheduled to vest on each of february 22, 2022; february 22, 2023; and february 22, 2024, subject to the terms of the forterra 2018 stock incentive plan.
f3 granted as compensation for services.
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