Form Type: 4

SEC EDGAR Link
Accession Number:0001665177-21-000005
Date:2021-03-01
Issuer: AGNC INVESTMENT CORP. (AGNC)
Original Submission Date:

Reporting Person:

BELL BERNICE
AGNC INVESTMENT CORP.
2 BETHESDA METRO CENTER, 12TH FLOOR BETHESDA, MD 20814

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 F 7,383 d $15.96 89,779 direct
COMMON STOCK 2021-03-01 A 34,461 a $0.00 124,240 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 dispositions represent shares withheld upon vesting of restricted stock unit ("rsu") awards to cover tax withholdings.
f2 includes 42 dividend equivalent restricted stock units received on previously granted rsu awards that were inadvertently omitted from the reporting person's last form 4 filing.
f3 represents rsus granted under the agnc investment corp. 2016 equity and incentive compensation plan. the awards were received as a grant for no consideration. the common stock underlying the rsus will vest, subject to certain limitations, in equal installments, on each of march 15, 2022, march 15, 2023 and march 15, 2024.
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