Accession Number: | 0001367644-21-000049 |
Date: | 2021-03-01 |
Issuer: | EMERGENT BIOSOLUTIONS INC. (EBS) |
Original Submission Date: |
HAVEY ADAM
400 PROFESSIONAL DR, SUITE 400
GAITHERSBURG, MD 20879
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-01 | M | 17,134 | a | $30.63 | 55,324 | direct | ||
COMMON STOCK | 2021-03-01 | S | 17,134 | d | $99.62 | 38,190 | direct | ||
COMMON STOCK | 2021-03-01 | M | 20,145 | a | $49.64 | 58,335 | direct | ||
COMMON STOCK | 2021-03-01 | S | 20,145 | d | $99.02 | 38,190 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 30.63 | 2021-03-01 | deemed execution date | M | 17,134 (d) | 2024-02-27 | common stock 17,134 | $30.63 | 0 | direct | ||
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 49.64 | 2021-03-01 | deemed execution date | M | 20,145 (d) | 2025-02-26 | common stock 20,145 | $49.64 | 0 | direct |
ID | footnote |
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f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by mr. havey. |
f2 | the price reported is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $98.05 to $100.25. |
f3 | the price reported is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $98.01 to $99.99. |
f4 | vests in three equal installments beginning on the day prior to the anniversary date of the grant. |