Form Type: 4

SEC EDGAR Link
Accession Number:0001367644-21-000049
Date:2021-03-01
Issuer: EMERGENT BIOSOLUTIONS INC. (EBS)
Original Submission Date:

Reporting Person:

HAVEY ADAM
400 PROFESSIONAL DR, SUITE 400
GAITHERSBURG, MD 20879

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 M 17,134 a $30.63 55,324 direct
COMMON STOCK 2021-03-01 S 17,134 d $99.62 38,190 direct
COMMON STOCK 2021-03-01 M 20,145 a $49.64 58,335 direct
COMMON STOCK 2021-03-01 S 20,145 d $99.02 38,190 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 30.63 2021-03-01 deemed execution date M 17,134 (d) 2024-02-27 common stock 17,134 $30.63 0 direct
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 49.64 2021-03-01 deemed execution date M 20,145 (d) 2025-02-26 common stock 20,145 $49.64 0 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by mr. havey.
f2 the price reported is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $98.05 to $100.25.
f3 the price reported is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $98.01 to $99.99.
f4 vests in three equal installments beginning on the day prior to the anniversary date of the grant.
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