Form Type: 4

SEC EDGAR Link
Accession Number:0001138639-21-000028
Date:2021-03-01
Issuer: INFINERA CORP (INFN)
Original Submission Date:

Reporting Person:

FALLON THOMAS J
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVE SAN JOSE, CA 95119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 S 64,935 d $10.00 1,705,178 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this price represents the sale price of the shares sold in multiple transactions, each at a price of $10.00 per share
f2 these shares are held directly by the fallon family revocable trust dated 9/7/94, for which mr. fallon is a trustee.
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